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OHE Offices
Office of K-16 Initiatives
and Access Programs
Office of Quality Assurance
Office of Teaching Initiatives National Program on Noncollegiate Sponsored Instruction (PONSI) |
SUMMARY Issues for Discussion What does the data on teacher supply and demand reveal about teacher shortages? What strategies should be used to eliminate those shortages and ensure that all students have qualified teachers? Reason for Consideration For information. Proposed Handling This item will come before the Board of Regents at its May 2006 meeting for discussion. Procedural History The Regents have discussed specific elements of teacher supply and demand data at several previous Board meetings. This follow-up information was requested by members of the Board. Background Information At its June 2005 meeting, the Board of Regents adopted the Statewide Plan for Higher Education, 2004-2012. Within that Plan, the Regents identified thirteen key priorities for the higher education system in New York State. One of the priorities is to ensure an adequate supply of qualified teachers, school leaders, and other school professionals. This priority is consistent with the Regents 1998 Teaching Policy, Teaching to Higher Standards: New York’s Commitment, which identified critical gaps related to New York State’s teaching workforce and recommended strategies for closing those gaps. This priority is also consistent with the Department’s plan for the use of federal funds, under Title II of the No Child Left Behind Act of 2001 (NCLB), to ensure that (1) all children are taught core academic subjects by teachers who are "highly qualified" and (2) that low income and minority children have teachers who are as qualified as other children. To be "highly qualified" for a teaching assignment in a core subject, a teacher must have a bachelor’s degree, meet State certification requirements for the assignment and demonstrate subject matter competency for the core subject (by having completed a major or equivalent coursework in the subject, passing a certification examination in the subject or other options). In 2004-2005, 93 percent of New York classes in core academic subjects were taught by teachers who met the "highly qualified" definition. However, there was a 16 to 17 point difference between high poverty schools and low poverty schools. Consistent with these policies, this report provides an overview of teacher shortages in New York State’s public schools by subject area. It is based upon the Department’s public school workforce and teacher certification data through the end of school year 2004-2005 and preliminary data provided by the New York City Department of Education for school year 2005-2006. The report: describes shortages by subject area in New York City, the Rest of State, the Big Four Cities and each region; informs policymakers about the need for additional actions to ensure that all students are taught by certified teachers; informs colleges and universities and their students about public school vacancies for new teachers; and provides information to students who are considering careers in teaching about the subjects for which teachers are needed. The report shows that in 2004-2005, the most recent completed school year, the Big Five Cities had high percentages of full-time equivalent (FTE) assignments held by teachers who were not certified in the subjects in which they were providing instruction. These assignments were due to shortages and administrative decisions (i.e., scheduling conflicts, district policies, etc.), and many were approved "incidental" teaching, which is permitted by the Regulations of the Commissioner. For example, in 2004-2005 in New York City, individuals without appropriate certification had at least 30 percent of FTE assignments in career and technical education, English for Speakers of Other Languages (ESOL) and bilingual education, library/school media specialist and reading/literacy and between 21 and 30 percent of FTE assignments in English, languages other than English (LOTE) and the sciences. Similar shortages existed in other high poverty districts in 2004-2005. Nearly an entire school year has passed since the end of 2004-2005 in June 2005. Preliminary data for school year 2005-2006 provided by the New York City Department of Education suggest that improvement was made during 2005-2006 and that the percentage of core classes taught by teachers without appropriate certification dropped significantly. Preliminary data are not yet available for other districts. Finally, the report shows that, while colleges have graduated more new teachers in recent years, there is a need for more teacher education students to pursue teaching careers in shortage subject areas. There are still too many regions in the State where there are not enough new teachers in hard-to-staff subject areas. This report discusses initiatives that could help address this problem. Recommendation N/A Timetable for Implementation N/A The Need for Certified Teachers in New York State (PowerPoint Presentation) The Need for Certified Teachers in New York State (PDF of PowerPoint Presentation)
TEACHER SUPPLY AND DEMAND IN NEW YORK STATE 2000-2005 (with preliminary data for 2005-2006 from the New York City School District) Teacher quality is an essential element of the New York State Board of Regents and federal government’s strategy to raise student achievement, close achievement gaps and improve high school graduation rates. The Regents require all public school classes to be taught by appropriately certified teachers. (For example: In 2000-2001, there were as many as 13,000 temporarily licensed teachers in New York State. In 2003, the Regents changed the regulations to eliminate the use of temporarily licensed teachers in all but the hardest to staff subjects. A limited number of modified temporary licenses for those subjects were authorized by the Regents for the 2003-2004 and 2004-2005 school years only. All temporary licenses were eliminated after the 2004-2005 school year.) In addition, federal laws require all public school classes in core academic subjects be taught by teachers who are certified and meet the federal definition of "highly qualified." Since we last reported to the Board on progress in implementing the Regents Teaching Policy, much work has been done at many levels to increase the number of certified teachers in specific subjects in New York State. For example:
The Department has made significant progress in ensuring that all students have appropriately certified teachers, but challenges remain. It is critical for us to have accurate data and useful indicators of teacher supply and demand to measure progress and reach our goals. Statewide data on the teaching workforce are collected through the annual Basic Education Data System (BEDS). Data analysis for the 2005-2006 school year will not be available before the fall of 2006. The most current statewide data available are for the 2004- 2005 school year. Even though the data are for the latest completed school year, and not the current year, they provide indicators that can be helpful to the Regents and other policymakers as they continue to develop strategies to address teacher shortages. We have included preliminary data for school year 2005-2006 provided by the New York City Department of Education but, because the City’s data is calculated differently than the BEDS data is calculated, it is presented in a separate table (Table 3). Implementation of Regents Policies to Address Teacher Shortages and Ensure Teacher Quality Since 2000, the Board of Regents and the State Education Department, with support from the Governor and Legislature, have been implementing policies to ensure that all students have appropriately certified teachers to assist them in meeting State Learning Standards. Highlights are listed below. 1. Teacher Preparation. All 114 New York State colleges and universities with teacher education programs modified their programs to meet new Regents standards and became accredited or began the accreditation process. The first teachers prepared according to the new Regents standards graduated in May 2004 and became eligible for certification at that time. Independent researchers are conducting an evaluation of the impact of the changes in teacher preparation on student achievement. 2. Pathways to Certification. As of September 2005, the Regents ended the use of modified temporary teaching licenses which allowed uncertified individuals to provide instruction in schools. In addition, since 2000, the Regents have created new pathways to certification to provide more opportunities for qualified individuals to enter the profession consistent with new certification standards that ensure that teachers have the knowledge and skills needed to help all students meet State Learning Standards. In recent years, the Regents created and promoted pathways for: second career individuals (alternative teacher preparation programs); teachers from other states (conditional initial certificate); candidates who were close to meeting the certification requirements (interim certificate and modified temporary license); graduate school candidates who completed 50 percent of their preparation programs (internship certificate); certified teachers seeking an additional teaching certificate (supplemental certificate); and licensed speech language pathologists and bilingual licensed psychologists. 3. State and Federal Resources. The Department has targeted significant State and federal resources, including IDEA funds for intensive teacher institutes, Teachers of Tomorrow grants and Teacher Opportunity Corps grants, to help school districts and colleges recruit, prepare, and retain teachers in subjects with shortages. In addition, the Department obtained two federal grants totaling $3.4 million to support graduate study leading to professional certification in shortage subjects at independent colleges for at least 800 New York City Teaching Fellows. 4. Support for New Teachers and Ongoing Professional Development. The Department and school districts have implemented Regents requirements for mentoring of all first-year teachers and ongoing professional development based on local needs. These approaches are proven strategies to increase teacher effectiveness and retention, both of which reduce teacher attrition and demand for new teachers. 5. Communications and Technical Assistance. The Regents and the Department have helped school districts with recruitment efforts through Call to Teaching forums, Web resources, brochures, career fairs, and other communications. In addition, the Department has provided data and technical assistance to districts and BOCES to help them understand certification and related federal requirements and come into compliance with all applicable requirements. Significant Progress Has Been Made The implementation of the Regents policies has had a real impact on the teaching workforce and has helped New York State make progress toward ensuring that every public school educator is appropriately certified for each assignment. In addition, colleges and universities with teacher education programs have made efforts to increase the number of individuals who complete teacher education programs, with some success. The number of teacher education program completers, who are potential candidates for certification through the College Recommended pathway to certification, has risen in recent years, from 18,600 in 2000-2001 to a peak of 24,100 in 2003-2004 and then to 20,800 in 2004-2005.
In addition, in 2004-2005, 8 percent of full-time equivalent (FTE) assignments in New York State’s public schools were held by individuals without appropriate certification, down from 13 percent in 2000-2001.
Remaining Challenges Retirements. Retirements will continue to create teaching vacancies in New York State as the 125,000 baby-boomers who were age 45 or more in 2004-2005 (nearly half of the public school workforce), retire during the next two decades. In 2004-2005, nearly one-fifth of the public school workforce was over age 55. Distribution of certified and "highly qualified" teachers. Federal law requires us to close the gaps in teacher qualifications between high poverty and low poverty schools. As of school year 2004-2005, 93 percent of all classes in core academic subjects in New York State were taught by teachers who were certified and "highly qualified" but there was a gap between high poverty and low poverty schools, as shown in Table 1. (See Table 3 for preliminary data suggesting that the gap was closed significantly during school year 2005-2006 in New York City, where the majority of schools are classified as high poverty.)
Adequate supply of certified and "highly qualified" teachers for all students. Even with the increasing numbers of individuals who are completing teacher education programs, we still need a better match between teachers’ qualifications and their assignments and a better match between teacher education program completers (and individuals in the individual evaluation pathway) and the subjects and schools with vacancies. Indicators for these issues are shown in Tables 2 through 5.
TABLES 2 and 3 – WORKFORCE Table 2 shows the percent of full-time equivalent (FTE) assignments held by individuals without appropriate certification in each subject area. (This is an indicator used by the federal government to identify shortage areas for teacher loan forgiveness and other benefits.) These assignments may indicate shortages because they include: assignments that are approved "incidental" teaching (up to five classroom hours per week); assignments to teach with a modified temporary license in 2004-2005 (Because the available data is from 2004-2005, the last year that modified temporary licenses were authorized by the Regents, those licenses are included in this data. They will not be included in future data sets.); and assignments held by individuals without appropriate certification under charter school provisions of the Education Law; and assignments held by individuals who were teaching out-of-field due to administrative decisions. Table 2 compares subjects with possible shortages in 2004-2005 in New York City, the Big Four Cities and the Rest of State excluding the Big Four Cities. New York City and the Big Four Cities are high need districts while the Rest of State excluding the Big Four Cities has a more diverse mix of districts, including some high need districts. The pattern in Table 2 is clear. In 2004-2005, high need districts were less likely than other districts to have appropriately certified teachers. In New York City, over five percent of FTE assignments were held by individuals without appropriate certification in all thirteen subject areas shown in Table 2. In five subjects, the percentage was over 30. In four subjects (including English and Sciences), the percentage was between 21 and 30. In three subjects (including Math and Social Studies), the percentage was between 11 and 20. In the Big Four Cities, over five percent of FTE assignments were held by individuals without appropriate certification in nine of the thirteen subjects shown in Table 2. In one subject (languages other than English), the percentage was between 21 and 30. In five subjects (including Sciences) the percentage was between 11 and 20. In three subjects (including English and Math) the percentage was between 6 and 10. In the Rest of State excluding the Big Four Cities, over five percent of FTE assignments were held by individuals without appropriate certification in three subjects, including languages other than English. Appendix A provides more detail by showing the number of FTE assignments held by individuals without appropriate certification in each region of the State.
In response to our request for a more recent analysis, the New York City Department of Education sent us preliminary data for school year 2005-2006, shown in Table 3, which suggests a significant improvement in the percent of classes in core academic subjects taught by "highly qualified" teachers. This progress resulted from many efforts made by the New York City Department of Education, including the termination of more than 1,200 uncertified teachers; notification of principals during the school year when a teacher had been assigned out-of-field; technical and procedural changes that yielded more complete, accurate and timely data on teachers and their assignments; expansion of programs like the New York City Teaching Fellows and Math Immersion programs; and more aggressive recruitment and retention strategies. As a result of these efforts, when Table 2 is computed for school year 2005-2006, they should show less severe shortages in New York City than in 2004-2005.
TABLES 4 AND 5 – CERTIFICATES TO NEW TEACHERS PER VACANCY FOR A NEW TEACHER (SUPPLY AND DEMAND) Tables 4 and 5 show supply and demand indicators of shortages by comparing the number of certificates issued to new teachers to the number of vacancies historically filled by new teachers in each subject area. To illustrate this indicator, consider this example: If New York State issued 100 certificates in secondary English to new teachers (who had no certificate in a prior year) and there were 100 FTE assignments in secondary English filled by new teachers (i.e., vacancies) there would be 1.0 certificate per vacancy. If 200 certificates had been issued for the 100 vacancies, there would be 2.0 certificates per vacancy. If 50 certificates had been issued for the 100 vacancies, there would have been 0.5 certificates per vacancy. The data in Tables 4 and 5 are based on a four-year average of certificates and vacancies to adjust for the large number of certificates issued in 2003-2004 when many candidates rushed to become certified before new certificate titles took effect in February 2004. Vacancies for new teachers are equal to the number of FTE assignments held by teachers in their first year of experience in any district. In both Tables 4 and 5, we define:
TABLE 4 – CERTIFICATES PER VACANCY (All pathways to certification) Table 4 includes all three traditional and alternative pathways to certification.
Table 4 shows that, with all pathways to certification, New York City had severe shortages in four subjects (Career and Technical Education, Math, Physical Education and Reading and Literacy) and shortages in three subjects (English, Sciences and Social Studies). Table 4 also shows that, with all pathways to certification, the Rest of State’s only shortage area would have been Reading and Literacy, if all newly certified individuals in all other subjects were willing and able to work where they were needed. Three subjects would have had surpluses if every newly certified individual were willing to fill a public school vacancy in New York State. In Elementary and Early Childhood education, the Rest of State had 5.7 certificates per vacancy. Regional shortages vary within the Rest of State and are shown in Appendix A.
TABLE 5 – CERTIFICATES PER VACANCY (College Recommended Pathway Only) Table 5 is the same as Table 4, except that it only includes certificates issued to graduates of teacher preparation programs and students in alternate route programs who can serve as teachers of record with transitional or internship certificates while completing their programs. Table 5 shows that there would not have been enough completers of college teacher preparation programs and students in alternate route programs to meet the total demand for newly certified educators both in New York City and the Rest of State. In New York City, without the other pathways to certification (individual evaluation and interstate reciprocity) there would have been shortages in every subject area. In the Rest of State, there would have been severe shortages in three subjects (Career and Technical Education, Languages Other Than English and Reading/Literacy) and shortages in an additional four subjects (Arts, Library/School Media Specialist, Math and Sciences). If every recipient of a College Recommended certificate in Elementary and Early Childhood education filled a vacancy in the Rest of State, there was a possible surplus because that subject area had 4.4 certificates per vacancy, the highest of any subject area, if every newly certified individual filled every vacancy. The individual evaluation pathway is scheduled to end for Childhood Education in February 2007 and for all other teaching certificate titles in February 2009. Table 5 shows that it would be difficult to meet public school demand for teachers if the Regents were to end this pathway as planned – unless there were large increases in the number of College Recommended certificates issued during the next few years.
Next Steps/Current Actions The Department will continue to work with State leaders, the entire education community and others to address teacher shortages. The following are highlights of the current plan: Technical Assistance to Support Regional and Local Efforts. The Department plans to provide annual, detailed, regional workforce and supply and demand data to regional representatives of teacher preparation programs, local school districts and others to help them develop a shared understanding of their challenges and assess the effectiveness of their strategies for addressing them. Educators are encouraged to advise high school students, community college students and four-year students who have yet to declare a major about careers based on accurate teacher labor market information about math, science and other subjects. They are also encouraged to develop alternative teacher preparation programs in areas where they are needed to attract second career individuals into teaching for specific vacancies in districts. Many regions have already begun these discussions and the Department’s data and technical assistance will support their efforts. Incentives for Retired Teachers to Return to Teaching. New York State’s growing pool of retired teachers can help address shortages on a short term basis. The Regents have advanced a legislative proposal that would enable retired teachers in identified shortage areas to return to teaching without a pension penalty. Incentives for New Teachers. Financial incentives play an important role in attracting and retaining teachers in hard-to-staff subjects, geographic areas and schools. We must strengthen the State’s Teachers for Tomorrow program, the State’s Teacher Opportunity Corps program, the New York City Teaching Fellows program, federal loan forgiveness for teachers and other State and federal programs. The 2006-2007 State Budget includes the Math and Science Teaching Incentive Scholarship program for producing more math and science teachers and the federal government has proposed similar initiatives. In addition, we must encourage districts to create their own incentive programs, such as the new Housing Incentive program in New York City, which aims to attract experienced and certified math, science and special education teachers to New York City’s highest need schools. Review of Teacher Certification Requirements. When the Regents adopted the Teaching Policy in 1998, they committed to modification of elements of the Policy when necessary. The Regents have made modifications to the policy concerning teacher certification requirements in response to teacher shortages and other issues. With new data on teacher shortages and teacher effectiveness now available, further review is needed. Some of the issues currently under review include: Interstate Reciprocity. Can we increase the pool of teachers who enter the teaching profession in shortage areas from states party to the interstate reciprocity agreement? The Department asks the Regents to endorse the strategy to allow teachers certified in other states, with comparable teacher certification testing requirements, to receive a comparable certificate in New York. If accepted by the Regents, the Department will advance emergency regulations, in June, to implement this recommendation.
Supplemental Certificates. Can we change the requirements for the supplemental certificate to attract more certified teachers to second certification in a subject shortage area? For example, should existing teachers be permitted to use more related courses (i.e., cognates) to meet the educational requirement for the new certificate, reducing the time they would need to complete all requirements and reducing expenses to school districts and teachers? Special Education Certificates. Prior to 2004, New York State had one certificate for special education for all subjects in grades Pre-Kindergarten (PreK) through 12 and three disability-specific certificates for grades PreK-12. The new certification regulations that went into effect in February 2004 created nineteen separate certificate titles for Teachers of Students with Disabilities, including Birth to Grade 2, Grades 1 – 6, Grades 5 – 9 Generalist, Grades 5 – 9 Specialist (math, biology, chemistry, physics, earth science, social studies, English and language other than English) and Grades 7 - 12 Specialist (math, biology, chemistry, physics, earth science, social studies, English and language other than English). The change from four K-12 certificate titles to nineteen certificate titles is causing shortages that will have a significant impact on students with disabilities in "special classes" (as opposed to students in inclusive settings) because federal law requires teachers of special classes to be certified in special education and demonstrate subject matter competency for all core assignments. The Department is meeting with educators across the State, reviewing certification data by title and reviewing policy options for addressing both student needs and shortage issues. Alternative Teacher Preparation Programs. Since 2000, when the Regents authorized alternative teacher preparation programs, multiple programs have been established in New York City and at a few upstate institutions. The Department has begun conversations with colleges and districts that are implementing alternative teacher preparation programs to identify changes that would make them more effective at meeting local district needs and will be reporting to the Board of Regents on this initiative in the near future. Support Innovative Practices. The need for certified teachers requires us to reach beyond traditional partners and engage all of USNY and other key stakeholders. The Department has begun this work and will continue it. IBM Initiative. The Department is working with IBM to launch a national program to assist IBM employees to transition to teaching in the shortage areas of math and the sciences. While this initiative is important for the additional math and science teachers it will bring to New York State, it also serves as a national model for other businesses and industries. The Department is working to ensure that the New York component of this national effort is successful and is pleased to report that IBM’s first cohort of teacher candidates in New York will have at least 50 members. Public Broadcasting. The public broadcasting stations in New York State have developed high quality educational materials for students and teachers, including PBS Teach Line, Video on Demand, PBS Parents, Homework Hotline, SED Programming, and PBS Kids. The Department is contracting with the Association of Public Broadcasting Stations (APBS) to prepare an initial implementation plan for a project entitled "Encouraging Entry into Teaching Shortage Areas and Key Professions." The plan is focused on underserved communities to interest individuals in those communities in preparing for critical shortages in such areas as special education, math and science teachers, nursing, pharmacy, physical therapy, occupational therapy, etc. Once this implementation plan is fully developed, the Department, possibly in conjunction with the Association of Pubic Broadcasting Stations, will seek foundation and governmental grants to implement it. Ensure that all Teachers are Appropriately Certified. In order to fully implement the Regents Teaching Policy and meet the teacher quality goals of the federal Government, the Regents could, after reviewing relevant data and engaging with local educators, set a date certain by which, statewide, all teachers who are teaching specific subjects must be certified in those subjects. Conclusion Many steps have been taken to eliminate shortages of certified teachers in New York State. The Regents and the State Education Department have implemented initiatives to help school districts recruit and retain qualified teachers. Colleges and universities with teacher education programs are working closely with area school districts to identify shortage areas and should encourage teacher education students to work toward certification in those subjects. School districts, most notably, the New York City Department of Education, have taken steps to align teachers’ qualifications and assignments and to implement effective recruitment and retention strategies. The data in this report show that, while all of these efforts are improving the situation, more work is still needed. The success of many of the next steps outlined above will depend, at least partly, upon the collection and reporting of accurate and timely data on teacher supply and demand. The State Education Department will continue to work with colleges and universities and school districts to collect and report data that will be useful in the development and implementation of strategies to eliminate shortages of certified teachers.
Appendix A Workforce: Regions
Every Region of New York State had teacher shortages. Regions with Big 5 cities (shaded) had over 85 percent of the total shortage. Supply and Demand by Region: All Pathways to Certification
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